Please use this identifier to cite or link to this item: https://hdl.handle.net/10356/102643
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dc.contributor.authorDimmock, Stephen G.en
dc.contributor.authorGerken, William C.en
dc.contributor.authorGraham, Nathaniel P.en
dc.date.accessioned2019-03-06T03:53:46Zen
dc.date.accessioned2019-12-06T20:58:08Z-
dc.date.available2019-03-06T03:53:46Zen
dc.date.available2019-12-06T20:58:08Z-
dc.date.issued2018en
dc.identifier.citationDimmock, S. G., Gerken, W. C., & Graham, N. P. (2018). Is fraud contagious? Coworker influence on misconduct by financial advisors. The Journal of Finance, 73(3), 1417-1450. doi:10.1111/jofi.12613en
dc.identifier.issn0022-1082en
dc.identifier.urihttps://hdl.handle.net/10356/102643-
dc.identifier.urihttp://hdl.handle.net/10220/47774en
dc.description.abstractUsing a novel data set of U.S. fi nancial advisors that includes individuals' employment histories and misconduct records, we show that co-workers influence an individual's propensity to commit financial misconduct. We identify co-workers' effect on misconduct using changes in co-workers caused by mergers of financial advisory firms. The tests include merger-fi rm fixed effects to exploit the variation in changes to co-workers across branches of the same fi rm. The probability of an advisor committing misconduct increases if his new co-workers, encountered in the merger, have a history of misconduct. This effect is stronger between demographically similar co-workers.en
dc.format.extent66 p.en
dc.language.isoenen
dc.relation.ispartofseriesThe Journal of Financeen
dc.rights© 2018 The American Finance Association. All rights reserved. This paper was published in Journal of Finance and is made available with permission of The American Finance Association.en
dc.subjectFinancial Misconducten
dc.subjectDRNTU::Business::Financeen
dc.subjectFinancial Advisorsen
dc.titleIs fraud contagious? Coworker influence on misconduct by financial advisorsen
dc.typeJournal Articleen
dc.contributor.schoolCollege of Business (Nanyang Business School)en
dc.identifier.doi10.1111/jofi.12613en
dc.description.versionAccepted versionen
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Appears in Collections:NBS Journal Articles
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