Please use this identifier to cite or link to this item: https://hdl.handle.net/10356/162973
Title: Reconfigurable intelligent surfaces aided mmWave NOMA: joint power allocation, phase shifts, and hybrid beamforming optimization
Authors: Xiu, Yue
Zhao, Jun
Sun, Wei
Renzo, Marco Di
Gui, Guan
Zhang, Zhongpei
Wei, Ning
Keywords: Engineering::Computer science and engineering
Issue Date: 2021
Source: Xiu, Y., Zhao, J., Sun, W., Renzo, M. D., Gui, G., Zhang, Z. & Wei, N. (2021). Reconfigurable intelligent surfaces aided mmWave NOMA: joint power allocation, phase shifts, and hybrid beamforming optimization. IEEE Transactions On Wireless Communications, 20(12), 8393-8409. https://dx.doi.org/10.1109/TWC.2021.3092597
Project: MOE2019-T2-1-176 
Journal: IEEE Transactions on Wireless Communications 
Abstract: In this paper, a reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) non-orthogonal multiple access (NOMA) system is analyzed. In particular, we consider an RIS-aided mmWave-NOMA downlink system with a hybrid beamforming structure. To maximize the achievable sum-rate under a minimum rate constraint for the users and a maximum transmit power constraint, a joint RIS phase shifts, hybrid beamforming, and power allocation problem is formulated. To solve this non-convex optimization problem, we develop an alternating optimization (AO) algorithm. Specifically, first, the non-convex problem is transformed into three subproblems, i.e., power allocation, joint phase shifts and analog beamforming optimization, and digital beamforming design. Then, we solve the power allocation problem by keeping fixed the phase shifts of the RIS and the hybrid beamforming. Finally, given the power allocation matrix, an alternating manifold optimization (AMO)-based method and a successive convex approximation (SCA)-based method are utilized to design the phase shifts, analog beamforming, and transmit beamforming, respectively. Numerical results reveal that the proposed AO algorithm outperforms existing schemes in terms of sum-rate. Moreover, compared to a conventional mmWave-NOMA system without RIS, the proposed RIS-aided mmWave-NOMA system is capable of improving the achievable sum-rate.
URI: https://hdl.handle.net/10356/162973
ISSN: 1536-1276
DOI: 10.1109/TWC.2021.3092597
Rights: © 2021 IEEE. All rights reserved.
Fulltext Permission: none
Fulltext Availability: No Fulltext
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